Curepipe, Plaine Wilhems
Legal
Sector: Offshore sector handling financial services
Published Date: 2021-08-05
Closing Date: 2021-09-30
• Assisting the Compliance Officer in fulfilling the regulatory requirements as these emanate from FSC as well as any other local authority
• Develop and implement compliance monitoring program
• Keeping up to date with any regulatory changes, informing the board of these and ensuring to apply this to the company as applicable
• Drafting/reviewing/updating company’s policies and procedures
• Responding to compliance enquiries
• Monitoring and reporting on employees’ adherence to client policies and procedures, by carrying out periodic compliance audits
• Developing compliance training materials and performing ongoing compliance training to employees
• Examining, evaluating and responding promptly to client enquiries/grievances. Assessing the effectiveness of our client’s compliance program and advising on measures to reduce compliance risk
• Assisting in the preparation of all reporting obligations to FSC
Duties
Qualifications
Bachelor's degree in Economics/Mathematics/Law/Finance;
Experience
• 1-2 years’ experience in the financial services sector (preferably forex industry) will be considered an advantage
• Experience in consultancy will be considered an advantage
Skills
• Excellent command of the English language, both verbal and written
• Team spirit,
• Excellent problem-solving abilities
• Have a strong can-do attitude
• Analytical skills